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Finance Glossary
Just call us Bond. Amortized bond.
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Ethics/Morals
- 144a
- 1913 Federal Reserve Act
- 1933 Securities Act
- 1934 Securities And Exchange Act
- 51% Attack
- 8(a) Firm
- A-B Trust
- Ability To Pay
- Ability To Repay
- Ability-To-Pay Taxation
- ABLE Account
- Above Water
- Absentee Landlord
- Absentee Owner
- Absenteeism
- Academy Of Accounting Historians
- Academy Of Financial Divorce Practitioners
- Accelerated Resolution Program (ARP)
- Accelerated Return Note (ARN)
- Accord And Satisfaction
- Account Hold
- Account In Trust
- Accountability
- Accounting And Auditing Organization For Islamic Financial Institutions - AAOIFI
- Accounting Principles
- Accounting Principles Board - APB
- Accounting Standard
- Accounting Standards Executive Committee - AcSEC
- Accounting Theory
- Accounting Trends And Techniques (Publication)
- Accounting Valuation
- Accounting-Based Incentive
- Act Of God
- Act Of God Bond
- Act-As-One Provision
- Acting Against Recommendations
- Acting As A Principal
- Acting In Concert
- Actionable
- Active Risk
- Actual Authority
- Administrative Order On Consent (AOC)
- Administrator
- Adverse Domination
- Advisor
- Advisor Account
- Affiliated Person
- Affiliated Person/ Investor
- Affirmative Action
- Affordable Care Act
- After-Tax Yield
- Against Actual
- Age Discrimination In Employment Act Of 1967
- Agency Theory
- Agent
- Aggressive Accounting
- Ambulance Chaser
- Analyst Sponsorship
- Anonymous (Internet Group)
- Antedate
- Anti-Boycott Regulations
- Anti-Money Laundering - AML
- Anti-Money Laundering Laws
- Anti-Reciprocal Rule
- Anticipatory Breach
- Antitrust
- Arab League
- Arm's Length Market
- Arm's Length Transaction
- Assignment
- Assisted Living
- Associated Person
- Asymmetric Information
- Back Taxes
- Backdating
- Bagging The Street
- Bail-In
- Bank Secrecy Act - BSA
- Bank Stress Test
- Banker Trojan
- Banker’s Acceptance - BA
- Bankers Professional Liability (BPL) Insurance
- Basic Income
- Bearer Bonds
- Beneficiary
- Best Execution
- Bid Rigging
- Black Friday
- Black Market
- Black Monday
- Black Money
- Black Swan
- Black Thursday
- Black Tuesday
- Black Wednesday
- Blind Entry
- Blind Taxpayer
- Blow Up
- Bond Rating
- Bottom-Dollar Scam
- Bounced Check
- Boundaryless Structure
- BP Oil Spill
- Brain Drain
- Bre-X Minerals Ltd.
- Breach Of Contract
- Breakage
- Bribe
- Brinkmanship
- Broker-Dealer
- Brokerage
- Brought Over The Wall
- Buffett Rule
- Business Ethics
- Business Guarantee
- Buy-in
- Carding
- Career-Ending Move
- Carried Interest
- Cat Fishing
- Caveat Emptor
- Certifications
- Certified Anti-Money Laundering Specialist - CAMS
- Certified Asset Protection Analyst - CAPA
- Certified Fraud Examiner - CFE
- Certified Or Approved
- Chaplain Malpractice Insurance
- Chapter 10
- Chapter 11
- Chapter 12
- Chapter 13
- Chapter 15
- Chapter 7
- Chapter 9
- Chargeback
- Churn
- Churning
- Circular Trading
- Circulating Capital
- Civil Money Penalty - CMP
- Clean Sheeting
- Cloning
- Cloud Hijacking
- Cloud Security
- Co-signer
- Coastal Barrier Improvement (CBI) Act
- COB Fraud
- Code Of Ethics
- Collectibles
- Collection Agencies
- Collusion
- Compensation - Advisory Fee Limits
- Competitive Bid
- Competitive Bid Option
- Competitive Underwriting
- Conflict Of Interest
- Consumer Financial Protection Act
- Consumer Financial Protection Bureau - CFPB
- Contempt Of Court
- Contractor Fraud
- Contractual Clarity
- Contributory Negligence
- Contributory Value
- Cooling
- Cooling-Off Period
- Copyright Infringement
- Core Self-Evaluation
- Corporate Fraud
- Corporate Governance
- Corporate Kleptocracy
- Corruption
- Corruption Perception Index - CPI
- Counterparty Risk
- Creative Accounting
- Credit Agreement
- Credit Counseling Service
- Credit Limit
- Credit Rating Agency Reform Act Of 2006
- Credit Risk
- Credit Risk Certification
- Credit Worthiness
- Crime Of 1873
- Custodial Account
- Custodian
- Custody
- Daisy Chain
- Dark Wallet
- Dark Web
- Data Anonymization
- Data Breach
- Data Loss
- Defect Of Record
- Deficiency
- Deficiency Agreement
- Deficiency Balance
- Deficiency Judgment
- Delinquent
- Delinquent Account
- Denial Of Service Attack (DoS)
- Dirty Stock
- Discretion
- Discretionary Account
- DOTAS (Disclosure Of Tax Avoidance Schemes)
- Double Dipping
- Doxing
- Drawing Account
- Due Diligence
- Due Diligence
- Dummy Director
- Dummy Shareholder
- Easy-Access Credit
- Eat Your Own Dog Food
- Eating Someone's Lunch
- Embezzlement
- Emergency Fund
- Employment Verification
- Encryption
- Endorse
- Environmental Protection Agency (EPA)
- Environmental Uncertainty
- Equal Credit Opportunity Act - ECOA
- Executor
- Exempt
- Exempt Security
- Exempt Transaction
- Exercise Backdating
- FAFSA (Free Application For Federal Student Aid)
- Fair Credit Reporting Act
- Fair Debt Collection Practices Act
- Fairness Opinion
- FDIC
- FICA
- Financial Adviser
- Financial Aid
- Financial Planner
- Financial Stability Oversight Council
- FINRA (Financial Industry Regulatory Authority)
- Foreign Aid
- Foreign Corrupt Practices Act
- Fraud
- Fraudulent Conveyance
- FTP (File Transfer Protocol)
- Full Faith And Credit
- Gini Index
- Government Entitlements
- Government Grant
- Government Shutdown
- Graduate Rate Tax
- Gray Market
- Grey Market
- Gross Domestic Income - GDI
- Gross National Income (GNI)
- Gun Jumping
- Hardship Exemption
- Hardship Withdrawal
- Heroes Earned Retirement Opportunities Act - HERO
- Hiding Written Complaints
- High Close
- Hoarding
- Holocaust Restitution Payments
- Home Country Bias
- Honorable Undertaking
- Hope Now Alliance
- Horizontal Well
- Hypothecation Agreement
- Identity Theft
- Impeachment
- Imperfect Market
- Incestuous Share Dealing
- Income Distribution
- Index Of Economic Freedom
- Indictment
- Industrial Espionage
- Inside Information
- Insider
- Insider Trading
- Insider Trading Act Of 1988
- Insider Trading And Securities Fraud Enforcement Act Of 1988
- Instrumental Values
- Insurance Fraud
- International Bank Of Reconstruction And Development - IBRD
- International Poverty Line
- Investment Company Act Of 1940
- Investment Policy Statement
- Investment Pyramid
- Irrational Exuberance
- Junk Bond
- Kickbacks
- Know Your Client
- Labor Union
- Lapping Scheme
- Lawful Money
- Legal List
- Legal Monopoly
- Legal Rate Of Interest
- Letter Of Moral Intent
- Liar Loan
- LIBOR Scandal
- Loan Shark
- LPG Fracturing
- Major Fraud Act Of 1988
- Malfeasance
- Maloney Act
- Malpractice Insurance
- Malware
- Man-In-The-Middle Fraud
- Market Failure
- Market Reform Act Of 1990
- Marketing Fraud
- Martial Law
- Master-Servant Rule
- Material Fact
- Material Information
- Material News
- Medigap
- Mercantile Safe Burglary
- Metcalf Report
- Minimum Balance
- Minimum Wage
- Misappropriation
- Misfeasance
- Misrepresentation
- Misselling
- Moral Obligation Bond
- Moral Suasion
- Mortgage Fraud
- National Registration Database - NRD
- Needs Approach
- NGO (Non-Governmental Organization)
- Nigerian Scam
- Nostro Account
- Notice Of Dishonor
- Obamanomics
- Obligation Bond
- Odd-Days Interest
- Odious Debt
- One-Child Policy
- One-Child Policy
- Online Shoplifting
- Open Kimono
- Open Outcry
- Opportunity Cost
- Options Backdating
- Outside Business Activities
- Overdraft
- Overdraw
- Painting The Tape
- Parking
- Patriot Act Of 2001
- Pay Yourself First
- Payday Loan
- Pell Grant
- Phishing Scams
- Ponzi Mania
- Ponzimonium
- Poop And Scoop
- Post-9/11 GI Bill
- Poverty
- Poverty
- Poverty Gap
- Poverty Trap
- Power Of Attorney (Trading Authorization)
- Predatory Dumping
- Predatory Lending
- Price Fixing
- Price Rigging
- Pro Rata Rights
- Proof Of Charitable Contributions
- Proof Of Funds - POF
- Proof Of Work
- Property Lien
- Proxy Directive
- Prudent Investor Act
- Prudent Man Rule
- Prudent Man Standards
- Prudent Person Rule
- Prudent-Person Rule
- Public Goods
- Public Policy Design
- Public Policy To Promote Competition
- Pump And Dump
- Punitive Orders
- Qualified Charitable Organization
- Qualified Disclaimer
- Racketeering
- Ransomware
- Recession
- Redemption
- Refusing To Follow Instructions From A Customer
- Regressive Tax
- Related-Party Transaction
- Repo/Repossession
- Residual Claim To Assets
- Restitution Payments
- Retaliatory Eviction
- Revocable Trust
- Riba
- Right Of Redemption
- Ring Fence
- Ringfencing
- Rio Hedge
- Rogue Trader
- Rubber Check
- Rules Of Fair Practice
- Salad Oil Scandal
- Sandbagging
- Scalper
- Securities Act Of 1933
- Securities Amendments Act Of 1975
- Securities Exchange Act 1934
- Segregated Fund
- Self-Dealing
- Self-Regulatory Organization - SRO
- Selling Away
- Shadow Banking System
- Shadow Market
- Sharing In Profits/Losses Of Clients
- Shirkah
- Show Stopper
- Skyscraper Effect
- Smishing
- Smurf
- Social Capital
- Social Capital
- Social Choice Theory
- Social Commerce
- Social Data
- Social Enterprise
- Social Good
- Social Identity
- Social Identity
- Social Impact Bond - SIB
- Social Impact Statement
- Social Justice
- Social Justice
- Social License (SLO)
- Social Responsibility
- Social Security Benefits
- Social Sentiment Indicator
- Social Welfare System
- Socially Responsible Investment - SRI
- Socionomics
- SOES Bandits
- Soliciting Orders For Unregistered, Non-Exempt Securities
- Spoofing
- Spousal Stripping
- Squatter
- Stare Decisis
- Stuckholder
- Student Loan Forgiveness
- Subprime Auto Loan
- Subprime Borrower
- Sukuk
- Suspicious Activity Report - SAR
- Tax Avoidance
- Tax Cheat
- Tax Evasion
- Taxation Without Representation
- Taxpayer Advocate Service
- Tied Selling
- Tobacco Tax / Cigarette Tax
- Tontine
- Total Permanent Disability (TPD)
- Toxic Waste
- Trade Sanction
- Transfer Agent
- Troubled Asset Relief Program - TARP
- Trust
- Trust Account (or Trust)
- Trust Indenture
- Trust Indenture Act Of 1939
- Trust Instrument
- Trustee
- U.S. Agency For International Development - USAID
- Ultra Vires Acts
- UN Principles For Responsible Investment (PRI)
- Unauthorized Investment
- Undue Influence
- Unfunded Pension Liabilities
- Unicameral System
- Uniform Prudent Investor Act - UPIA
- United Nations - UN
- Universal Basic Income
- Universal Health Care Coverage
- Unlawful Loan
- Unsuitable (Unsuitable Recommendations)
- Unsuitable Recommendations
- Usury Laws
- Usury Rate
- Vandalism And Malicious Mischief Insurance
- Vandalism Endorsement
- Veblen Good
- Venture Philanthropy
- Vest Fleece
- Voodoo Accounting
- Vulture Fund
- Water Pollution Liability
- Water Quality Improvement Act Of 1970
- Welfare
- Well's Notice
- Whitemail
- Willie Sutton Rule
- Windfall Profits
- Windfall Shares
- Windfall Tax
- Wire Fraud
- With Discretion
- Workaholism
- ZZZZ Best