ShmoopTube
Where Monty Python meets your 10th grade teacher.
Search Thousands of Shmoop Videos
Playlist Finance: Incorporation 3 videos
What is an Affiliated Person or Affiliated Investor? An affiliated person is known as an insider in the financial world. These are the people who h...
What is FINRA? FINRA is the Financial Industry Regulatory Authority. They are responsible for ensuring that financial transactions are done fairly;...
What are Prudent Investor Rule Standards, the Know Your Client Rule, and unsuitable recommendations?
Finance: What is an Affiliated Person or Affiliated Investor? 3 Views
Share It!
Description:
What is an Affiliated Person or Affiliated Investor? An affiliated person is known as an insider in the financial world. These are the people who have a large influence over a corporation, like the board of directors and high stake shareholders.
- Social Studies / Finance
- Finance / Financial Responsibility
- College and Career / Personal Finance
- Life Skills / Personal Finance
- Finance / Finance Definitions
- Life Skills / Finance Definitions
- Finance / Personal Finance
- Courses / Finance Concepts
- Subjects / Finance and Economics
- Finance and Economics / Terms and Concepts
- Terms and Concepts / Board of Directors
- Terms and Concepts / Company Management
- Terms and Concepts / Entrepreneur
- Terms and Concepts / Ethics/Morals
- Terms and Concepts / Incorporation
- Terms and Concepts / Investing
- Terms and Concepts / IPO
- Terms and Concepts / Marketing
- Terms and Concepts / Metrics
- Terms and Concepts / Mutual Funds
- Terms and Concepts / Regulations
- Terms and Concepts / Stocks
- Terms and Concepts / Trading
Transcript
- 00:00
finance a la shmoop - What is an affiliated person or affiliated investor
- 00:08
ah Phil he eight ed.. affiliated meaning with or connected to or legally
- 00:15
conjoined at the hip that's affiliated well why does the concept even matter or
- 00:21
exists in finance land well because too many times in the dark [Ancient ornament appears]
- 00:24
days before the SEC was invented family members seemed to always get spectacular
Full Transcript
- 00:30
breaks in knowing just when to buy stock right before the big merger happened
- 00:36
well the SEC took notice and basically declared that affiliated people like
- 00:41
family members or people living under the same roof or connected in various
- 00:45
and sundry other you know close means well all of them would be treated more [The Daily Shmoop newspaper page]
- 00:50
or less as the same person as far as the law was concerned they created this
- 00:55
notion of an affiliate so that Joe Sixpack would have at least as fair a [Joe Sixpack appears]
- 00:59
chance to get positive investment returns at least as close as you know
- 01:03
the the close-knit cousin living in the guest home of the CEO of whatever
- 01:08
dot-com only back then it was just called whatever simply said if you're an
- 01:12
affiliate of an insider ie someone who can't just buy and sell shares of a
- 01:17
given company whenever they want because they have inside knowledge then you the
- 01:21
affiliate are legally treated as if you yourself are the insider that's an [Insider and affiliate side by side]
- 01:26
affiliate so don't let what happen to Phil happen to you [Phil standing behind bars]
Related Videos
What is bankruptcy? Deadbeats who can't pay their bills declare bankruptcy. Either they borrowed too much money, or the business fell apart. They t...
What's a dividend? At will, the board of directors can pay a dividend on common stock. Usually, that payout is some percentage less than 100 of ear...
How are risk and reward related? Take more risk, expect more reward. A lottery ticket might be worth a billion dollars, but if the odds are one in...
GED Social Studies 1.1 Civics and Government